-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, h0MREXnM8b3Gzb/2MEKdMMjRq2Knqx9AJAbQXQ5rHWnBiyhyYprpClCPEl5L77dr rKBEGseVZ0u3Zvuz5J5J1w== 0000950144-95-001478.txt : 19950518 0000950144-95-001478.hdr.sgml : 19950518 ACCESSION NUMBER: 0000950144-95-001478 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950517 SROS: NYSE GROUP MEMBERS: A.H.W. LIMITED GROUP MEMBERS: ANDREW H. WEINSTEIN GROUP MEMBERS: ARISON FOUNDATION, INC. GROUP MEMBERS: CONTINUED TRUST FOR MICHAEL ARISON GROUP MEMBERS: CONTINUED TRUST FOR MICKY ARISON GROUP MEMBERS: CONTINUED TRUST FOR SHARI ARISON DORSMAN GROUP MEMBERS: KENTISH LIMITED GROUP MEMBERS: MARILYN B. ARISON IRREVOCABLE DELAWARE TRUST GROUP MEMBERS: MICKY ARISON GROUP MEMBERS: SHARI ARISON IRREVOCABLE GUERNSEY TRUST GROUP MEMBERS: TAF MANAGEMENT COMPANY GROUP MEMBERS: TAMMS INVESTMENT CO LP/TAMMS MANAGEMENT CORP/ET AL GROUP MEMBERS: TAMMS INVESTMENT COMPANY, LIMITED GROUP MEMBERS: TAMMS MANAGEMENT CORPORATION GROUP MEMBERS: TED ARISON GROUP MEMBERS: THE TED ARISON 1992 IRRE. TRUST FOR LIN NO. 2 GROUP MEMBERS: THE TED ARISON 1992 IRREVOCABLE TRUST FOR MICKY GROUP MEMBERS: THE TED ARISON 1992 IRREVOCABLE TRUST FOR SHARI GROUP MEMBERS: THE TED ARISON 1994 CASH TRUST GROUP MEMBERS: THE TED ARISON 1994 IRRE. TRUST FOR SHARI NO. 1 GROUP MEMBERS: THE TED ARISON CHARITABLE TRUST GROUP MEMBERS: THE TED ARISON FAMILY HOLDING TRUST NO. 2 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39580 FILM NUMBER: 95540629 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TAMMS INVESTMENT CO LP/TAMMS MANAGEMENT CORP/ET AL CENTRAL INDEX KEY: 0000909555 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 510305082 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1201 N MARKET STREET STREET 2: P O BOX 1347 CITY: WILMINGTON STATE: DE ZIP: 198991347 BUSINESS PHONE: 3025757300 MAIL ADDRESS: STREET 1: 1201 N MARKET STREET STREET 2: P.O. BOX 1347 CITY: WILMINGTON STATE: DE ZIP: 19899-1347 SC 13D/A 1 AMENDED SCH 13D/A CARNIVAL CORPORATION 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDED AND RESTATED SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3 to Amended and Restated Schedule 13D)* CARNIVAL CORPORATION -------------------------------------------------------- (Name of Issuer) Class A Common Stock ($.01 par value) -------------------------------------------------------- (Title of Class of Securities) 143658 10 2 -------------------------------------------------------- (CUSIP Number) Alan R. Twaits, Esq. General Counsel Carnival Corporation 3655 N.W. 87th Avenue Miami, Florida 33178-2428 (305) 599-2600 - ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 20, 1995 -------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of less than five percent of such class). (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Exhibit Index on Page 40 2 CUSIP No. 143658 10 2 _____________________ 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons: TAMMS INVESTMENT COMPANY, LIMITED PARTNERSHIP ________________________________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ X] ________________________________________________________________________________ 3) SEC Use Only ________________________________________________________________________________ 4) Source of Funds (See Instructions): Not Applicable ________________________________________________________________________________ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ________________________________________________________________________________ 6) Citizenship or Place of Organization: Delaware ________________________________________________________________________________ Number of 7) Sole Voting Power: 2,332,458 Shares Bene- ___________________________________________________________ ficially 8) Shared Voting Power: -0- Owned by ___________________________________________________________ Each Report- 9) Sole Dispositive Power: 2,332,458 ing Person ___________________________________________________________ With 10) Shared Dispositive Power: -0- ________________________________________________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 2,332,458 ________________________________________________________________________________ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] ________________________________________________________________________________ 13) Percent of Class Represented by Amount in Row (11): 1.0% ________________________________________________________________________________ 14) Type of Reporting Person (See Instructions): PN Page 2 of 45 3 CUSIP No. 143658 10 2 _____________________ 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons: TAMMS MANAGEMENT CORPORATION _______________________________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ X] _______________________________________________________________________________ 3) SEC Use Only _______________________________________________________________________________ 4) Source of Funds (See Instructions): Not Applicable _______________________________________________________________________________ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] _______________________________________________________________________________ 6) Citizenship or Place of Organization: Delaware _______________________________________________________________________________ Number of 7) Sole Voting Power: 2,332,458 Shares Bene- __________________________________________________________ ficially 8) Shared Voting Power: -0- Owned by __________________________________________________________ Each Report- 9) Sole Dispositive Power: 233,246 ing Person __________________________________________________________ With 10) Shared Dispositive Power: 2,099,212 _______________________________________________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 2,332,458 _______________________________________________________________________________ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] _______________________________________________________________________________ 13) Percent of Class Represented by Amount in Row (11): 1.0% _______________________________________________________________________________ 14) Type of Reporting Person (See Instructions): CO Page 3 of 45 4 CUSIP No. 143658 10 2 _____________________ 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons: TED ARISON _______________________________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ X] _______________________________________________________________________________ 3) SEC Use Only _______________________________________________________________________________ 4) Source of Funds (See Instructions): Not Applicable _______________________________________________________________________________ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] _______________________________________________________________________________ 6) Citizenship or Place of Organization: Israel _______________________________________________________________________________ Number of 7) Sole Voting Power: 75,957,142 Shares Bene- _________________________________________________________ ficially 8) Shared Voting Power: 2,332,458 Owned by _________________________________________________________ Each Report- 9) Sole Dispositive Power: 75,957,142 ing Person _________________________________________________________ With 10) Shared Dispositive Power: 2,332,458 _______________________________________________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 73,279,236 _______________________________________________________________________________ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] _______________________________________________________________________________ 13) Percent of Class Represented by Amount in Row (11): 31.9% _______________________________________________________________________________ 14) Type of Reporting Person (See Instructions): IN Page 4 of 45 5 CUSIP No. 143658 10 2 _____________________ 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons: ARISON FOUNDATION, INC. _______________________________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ X] _______________________________________________________________________________ 3) SEC Use Only _______________________________________________________________________________ 4) Source of Funds (See Instructions): Not Applicable _______________________________________________________________________________ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] _______________________________________________________________________________ 6) Citizenship or Place of Organization: Florida _______________________________________________________________________________ Number of 7) Sole Voting Power: 3,600,000 Shares Bene- ________________________________________________________ ficially 8) Shared Voting Power: -0- Owned by ________________________________________________________ Each Report- 9) Sole Dispositive Power: 3,600,000 ing Person ________________________________________________________ With 10) Shared Dispositive Power: -0- ________________________________________________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 3,600,000 ________________________________________________________________________________ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] ________________________________________________________________________________ 13) Percent of Class Represented by Amount in Row (11): 1.6% ________________________________________________________________________________ 14) Type of Reporting Person (See Instructions): CO Page 5 of 45 6 CUSIP No. 143658 10 2 _____________________ 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons: CONTINUED TRUST FOR MICHAEL ARISON ________________________________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ X] ________________________________________________________________________________ 3) SEC Use Only ________________________________________________________________________________ 4) Source of Funds (See Instructions): Not Applicable ________________________________________________________________________________ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ________________________________________________________________________________ 6) Citizenship or Place of Organization: Delaware ________________________________________________________________________________ Number of 7) Sole Voting Power: 2,000,000 Shares Bene- ___________________________________________________________ ficially 8) Shared Voting Power: -0- Owned by ___________________________________________________________ Each Report- 9) Sole Dispositive Power: 2,000,000 ing Person ___________________________________________________________ With 10) Shared Dispositive Power: 379,504.68 ________________________________________________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 2,379,504.68 ________________________________________________________________________________ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] ________________________________________________________________________________ 13) Percent of Class Represented by Amount in Row (11): 1.0% ________________________________________________________________________________ 14) Type of Reporting Person (See Instructions): 00 Page 6 of 45 7 CUSIP No. 143658 10 2 _____________________ 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons: SHARI ARISON IRREVOCABLE GUERNSEY TRUST ________________________________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ X] ________________________________________________________________________________ 3) SEC Use Only ________________________________________________________________________________ 4) Source of Funds (See Instructions): Not Applicable ________________________________________________________________________________ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ________________________________________________________________________________ 6) Citizenship or Place of Organization: Guernsey, Channel Islands ________________________________________________________________________________ Number of 7) Sole Voting Power: 3,000,000 Shares Bene- __________________________________________________________ ficially 8) Shared Voting Power: -0- Owned by __________________________________________________________ Each Report- 9) Sole Dispositive Power: 3,000,000 ing Person __________________________________________________________ With 10) Shared Dispositive Power: 551,354 ________________________________________________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 3,551,354 ________________________________________________________________________________ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] ________________________________________________________________________________ 13) Percent of Class Represented by Amount in Row (11): 1.5% ________________________________________________________________________________ 14) Type of Reporting Person (See Instructions): 00 Page 7 of 45 8 CUSIP No. 143658 10 2 _____________________ 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons: CONTINUED TRUST FOR SHARI ARISON DORSMAN ________________________________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ X] ________________________________________________________________________________ 3) SEC Use Only ________________________________________________________________________________ 4) Source of Funds (See Instructions): Not Applicable ________________________________________________________________________________ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ________________________________________________________________________________ 6) Citizenship or Place of Organization: Delaware ________________________________________________________________________________ Number of 7) Sole Voting Power: 2,000,000 Shares Bene- __________________________________________________________ ficially 8) Shared Voting Power: -0- Owned by __________________________________________________________ Each Report- 9) Sole Dispositive Power: 2,000,000 ing Person __________________________________________________________ With 10) Shared Dispositive Power: 379,504.66 ________________________________________________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 2,379,504.66 ________________________________________________________________________________ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] ________________________________________________________________________________ 13) Percent of Class Represented by Amount in Row (11): 1.0% ________________________________________________________________________________ 14) Type of Reporting Person (See Instructions): 00 Page 8 of 45 9 CUSIP No. 143658 10 2 _____________________ 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons: MARILYN B. ARISON IRREVOCABLE DELAWARE TRUST ________________________________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ X] ________________________________________________________________________________ 3) SEC Use Only ________________________________________________________________________________ 4) Source of Funds (See Instructions): Not Applicable ________________________________________________________________________________ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ________________________________________________________________________________ 6) Citizenship or Place of Organization: Delaware ________________________________________________________________________________ Number of 7) Sole Voting Power: 2,500,000 Shares Bene- __________________________________________________________ ficially 8) Shared Voting Power: -0- Owned by __________________________________________________________ Each Report- 9) Sole Dispositive Power: 2,500,000 ing Person __________________________________________________________ With 10) Shared Dispositive Power: 500,000 ________________________________________________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 3,000,000 ________________________________________________________________________________ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] ________________________________________________________________________________ 13) Percent of Class Represented by Amount in Row (11): 1.3% ________________________________________________________________________________ 14) Type of Reporting Person (See Instructions): 00 Page 9 of 45 10 CUSIP No. 143658 10 2 _____________________ 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons: CONTINUED TRUST FOR MICKY ARISON ________________________________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ X] ________________________________________________________________________________ 3) SEC Use Only ________________________________________________________________________________ 4) Source of Funds (See Instructions): Not Applicable ________________________________________________________________________________ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ________________________________________________________________________________ 6) Citizenship or Place of Organization: Delaware ________________________________________________________________________________ Number of 7) Sole Voting Power: 2,379,504.66 Shares Bene- __________________________________________________________ ficially 8) Shared Voting Power: -0- Owned by __________________________________________________________ Each Report- 9) Sole Dispositive Power: 2,379,504.66 ing Person __________________________________________________________ With 10) Shared Dispositive Power: -0- ________________________________________________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 2,379,504.66 ________________________________________________________________________________ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] ________________________________________________________________________________ 13) Percent of Class Represented by Amount in Row (11): 1.0% ________________________________________________________________________________ 14) Type of Reporting Person (See Instructions): 00 Page 10 of 45 11 CUSIP No. 143658 10 2 _____________________ 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons: MICKY ARISON ________________________________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ X] ________________________________________________________________________________ 3) SEC Use Only ________________________________________________________________________________ 4) Source of Funds (See Instructions): Not Applicable ________________________________________________________________________________ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ________________________________________________________________________________ 6) Citizenship or Place of Organization: United States ________________________________________________________________________________ Number of 7) Sole Voting Power: 3,251,354 Shares Bene- ______________________________________________________ ficially 8) Shared Voting Power: 2,332,458 Owned by ______________________________________________________ Each Report- 9) Sole Dispositive Power: 3,251,354 ing Person ______________________________________________________ With 10) Shared Dispositive Power: 2,332,458 ________________________________________________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 3,251,354 ________________________________________________________________________________ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] ________________________________________________________________________________ 13) Percent of Class Represented by Amount in Row (11): 1.4 % ________________________________________________________________________________ 14) Type of Reporting Person (See Instructions): IN Page 11 of 45 12 CUSIP No. 143658 10 2 _____________________ 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons: THE TED ARISON 1992 IRREVOCABLE TRUST FOR MICKY ________________________________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ X] ________________________________________________________________________________ 3) SEC Use Only ________________________________________________________________________________ 4) Source of Funds (See Instructions): Not Applicable ________________________________________________________________________________ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ________________________________________________________________________________ 6) Citizenship or Place of Organization: Jersey, Channel Islands ________________________________________________________________________________ Number of 7) Sole Voting Power: -0- Shares Bene- ________________________________________________________ ficially 8) Shared Voting Power: -0- Owned by ________________________________________________________ Each Report- 9) Sole Dispositive Power: -0- ing Person ________________________________________________________ With 10) Shared Dispositive Power: -0- ________________________________________________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: -0- ________________________________________________________________________________ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] ________________________________________________________________________________ 13) Percent of Class Represented by Amount in Row (11): 0.0% ________________________________________________________________________________ 14) Type of Reporting Person (See Instructions): 00 Page 12 of 45 13 CUSIP No. 143658 10 2 _____________________ 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons: THE TED ARISON 1992 IRREVOCABLE TRUST FOR SHARI ________________________________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ X] ________________________________________________________________________________ 3) SEC Use Only ________________________________________________________________________________ 4) Source of Funds (See Instructions): Not Applicable ________________________________________________________________________________ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ________________________________________________________________________________ 6) Citizenship or Place of Organization: Jersey, Channel Islands ________________________________________________________________________________ Number of 7) Sole Voting Power: -0- Shares Bene- __________________________________________________________ ficially 8) Shared Voting Power: -0- Owned by __________________________________________________________ Each Report- 9) Sole Dispositive Power: -0- ing Person __________________________________________________________ With 10) Shared Dispositive Power: -0- ________________________________________________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: -0- ________________________________________________________________________________ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] ________________________________________________________________________________ 13) Percent of Class Represented by Amount in Row (11): 0.0% ________________________________________________________________________________ 14) Type of Reporting Person (See Instructions): 00 Page 13 of 45 14 CUSIP No. 143658 10 2 _____________________ 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons: THE TED ARISON 1992 IRREVOCABLE TRUST FOR LIN No. 2 ________________________________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ X] ________________________________________________________________________________ 3) SEC Use Only ________________________________________________________________________________ 4) Source of Funds (See Instructions): Not Applicable ________________________________________________________________________________ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ________________________________________________________________________________ 6) Citizenship or Place of Organization: Jersey, Channel Islands ________________________________________________________________________________ Number of 7) Sole Voting Power: -0- Shares Bene- ___________________________________________________________ ficially 8) Shared Voting Power: -0- Owned by ___________________________________________________________ Each Report- 9) Sole Dispositive Power: -0- ing Person ___________________________________________________________ With 10) Shared Dispositive Power: -0- ________________________________________________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: -0- ________________________________________________________________________________ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] ________________________________________________________________________________ 13) Percent of Class Represented by Amount in Row (11): 0.0% ________________________________________________________________________________ 14) Type of Reporting Person (See Instructions): 00 Page 14 of 45 15 CUSIP No. 143658 10 2 _____________________ 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons: THE TED ARISON CHARITABLE TRUST ________________________________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ X] ________________________________________________________________________________ 3) SEC Use Only ________________________________________________________________________________ 4) Source of Funds (See Instructions): Not Applicable ________________________________________________________________________________ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ________________________________________________________________________________ 6) Citizenship or Place of Organization: Jersey, Channel Islands ________________________________________________________________________________ Number of 7) Sole Voting Power: 2,000,000 Shares Bene- __________________________________________________________ ficially 8) Shared Voting Power: -0- Owned by __________________________________________________________ Each Report- 9) Sole Dispositive Power: 2,000,000 ing Person __________________________________________________________ With 10) Shared Dispositive Power: -0- ________________________________________________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 2,000,000 ________________________________________________________________________________ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] ________________________________________________________________________________ 13) Percent of Class Represented by Amount in Row (11): 0.9% ________________________________________________________________________________ 14) Type of Reporting Person (See Instructions): 00 Page 15 of 45 16 CUSIP No. 143658 10 2 _____________________ 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons: A.H.W. LIMITED ________________________________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ X] ________________________________________________________________________________ 3) SEC Use Only ________________________________________________________________________________ 4) Source of Funds (See Instructions): Not Applicable ________________________________________________________________________________ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ________________________________________________________________________________ 6) Citizenship or Place of Organization: Guernsey, Channel Islands ________________________________________________________________________________ Number of 7) Sole Voting Power: -0- Shares Bene- __________________________________________________________ ficially 8) Shared Voting Power: -0- Owned by __________________________________________________________ Each Report- 9) Sole Dispositive Power: -0- ing Person __________________________________________________________ With 10) Shared Dispositive Power: 551,354 ________________________________________________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 551,354 ________________________________________________________________________________ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] ________________________________________________________________________________ 13) Percent of Class Represented by Amount in Row (11): 0.2% ________________________________________________________________________________ 14) Type of Reporting Person (See Instructions): CO Page 16 of 45 17 CUSIP No. 143658 10 2 _____________________ 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons: ANDREW H. WEINSTEIN ________________________________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ X] ________________________________________________________________________________ 3) SEC Use Only ________________________________________________________________________________ 4) Source of Funds (See Instructions): Not Applicable ________________________________________________________________________________ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ________________________________________________________________________________ 6) Citizenship or Place of Organization: United States ________________________________________________________________________________ Number of 7) Sole Voting Power: -0- Shares Bene- ______________________________________________________ ficially 8) Shared Voting Power: 28,732,726 Owned by ______________________________________________________ Each Report- 9) Sole Dispositive Power: -0- ing Person ______________________________________________________ With 10) Shared Dispositive Power: 28,732,726 ________________________________________________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 28,732,726 ________________________________________________________________________________ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] ________________________________________________________________________________ 13) Percent of Class Represented by Amount in Row (11): 12.5% ________________________________________________________________________________ 14) Type of Reporting Person (See Instructions): IN Page 17 of 45 18 CUSIP No. 143658 10 2 _____________________ 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons: TAF MANAGEMENT COMPANY ________________________________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ X] ________________________________________________________________________________ 3) SEC Use Only ________________________________________________________________________________ 4) Source of Funds (See Instructions): Not Applicable ________________________________________________________________________________ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ________________________________________________________________________________ 6) Citizenship or Place of Organization: Delaware ________________________________________________________________________________ Number of 7) Sole Voting Power: -0- Shares Bene- __________________________________________________________ ficially 8) Shared Voting Power: 10,138,514 Owned by __________________________________________________________ Each Report- 9) Sole Dispositive Power: -0- ing Person __________________________________________________________ With 10) Shared Dispositive Power: 10,138,514 ________________________________________________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 10,138,514 ________________________________________________________________________________ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] ________________________________________________________________________________ 13) Percent of Class Represented by Amount in Row (11): 4.4% ________________________________________________________________________________ 14) Type of Reporting Person (See Instructions): CO Page 18 of 45 19 CUSIP No. 143658 10 2 _____________________ 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons: THE TED ARISON FAMILY HOLDING TRUST NO. 2 ________________________________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ X] ________________________________________________________________________________ 3) SEC Use Only ________________________________________________________________________________ 4) Source of Funds (See Instructions): Not Applicable ________________________________________________________________________________ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ________________________________________________________________________________ 6) Citizenship or Place of Organization: Jersey, Channel Islands ________________________________________________________________________________ Number of 7) Sole Voting Power: -0- Shares Bene- _________________________________________________________ ficially 8) Shared Voting Power: -0- Owned by _________________________________________________________ Each Report- 9) Sole Dispositive Power: -0- ing Person _________________________________________________________ With 10) Shared Dispositive Power: -0- ________________________________________________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: -0- ________________________________________________________________________________ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] ________________________________________________________________________________ 13) Percent of Class Represented by Amount in Row (11): 0.0% ________________________________________________________________________________ 14) Type of Reporting Person (See Instructions): 00 Page 19 of 45 20 CUSIP No. 143658 10 2 _____________________ 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons: THE TED ARISON 1994 IRREVOCABLE TRUST FOR SHARI NO. 1 ________________________________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ X] ________________________________________________________________________________ 3) SEC Use Only ________________________________________________________________________________ 4) Source of Funds (See Instructions): Not Applicable ________________________________________________________________________________ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ________________________________________________________________________________ 6) Citizenship or Place of Organization: Jersey, Channel Islands ________________________________________________________________________________ Number of 7) Sole Voting Power: -0- Shares Bene- __________________________________________________________ ficially 8) Shared Voting Power: -0- Owned by __________________________________________________________ Each Report- 9) Sole Dispositive Power: -0- ing Person __________________________________________________________ With 10) Shared Dispositive Power: 15,042,858 ________________________________________________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 15,042,858 ________________________________________________________________________________ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] ________________________________________________________________________________ 13) Percent of Class Represented by Amount in Row (11): 6.5% ________________________________________________________________________________ 14) Type of Reporting Person (See Instructions): 00 Page 20 of 45 21 CUSIP No. 143658 10 2 _____________________ 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons: KENTISH LIMITED ________________________________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ X] ________________________________________________________________________________ 3) SEC Use Only ________________________________________________________________________________ 4) Source of Funds (See Instructions): Not Applicable ________________________________________________________________________________ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ________________________________________________________________________________ 6) Citizenship or Place of Organization: Isle of Man, United Kingdom ________________________________________________________________________________ Number of 7) Sole Voting Power: 15,042,858 Shares Bene- __________________________________________________________ ficially 8) Shared Voting Power: -0- Owned by __________________________________________________________ Each Report- 9) Sole Dispositive Power: -0- ing Person __________________________________________________________ With 10) Shared Dispositive Power: 15,042,858 ________________________________________________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 15,042,858 ________________________________________________________________________________ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] ________________________________________________________________________________ 13) Percent of Class Represented by Amount in Row (11): 6.5% ________________________________________________________________________________ 14) Type of Reporting Person (See Instructions): CO Page 21 of 45 22 CUSIP No. 143658 10 2 _____________________ 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons: THE TED ARISON 1994 CASH TRUST ________________________________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ X] ________________________________________________________________________________ 3) SEC Use Only ________________________________________________________________________________ 4) Source of Funds (See Instructions): Not Applicable ________________________________________________________________________________ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ________________________________________________________________________________ 6) Citizenship or Place of Organization: Jersey, Channel Islands ________________________________________________________________________________ Number of 7) Sole Voting Power: -0- Shares Bene- _________________________________________________________ ficially 8) Shared Voting Power: -0- Owned by _________________________________________________________ Each Report- 9) Sole Dispositive Power: -0- ing Person _________________________________________________________ With 10) Shared Dispositive Power: -0- ________________________________________________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: -0- ________________________________________________________________________________ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] ________________________________________________________________________________ 13) Percent of Class Represented by Amount in Row (11): 0.0% ________________________________________________________________________________ 14) Type of Reporting Person (See Instructions): 00 Page 22 of 45 23 The amended and restated joint statement on Schedule 13D dated December 18, 1987, as amended and restated on October 19, 1993, as further amended by Amendment No. 1 dated December 22, 1993 and as further amended by Amendment No. 2 dated September 26, 1994 of TAMMS Investment Company, Limited Partnership, TAMMS Management Corporation, Ted Arison, Arison Foundation, Inc., the Continued Trust for Michael Arison, the Shari Arison Irrevocable Guernsey Trust, the Continued Trust for Shari Arison Dorsman, the Marilyn B. Arison Irrevocable Delaware Trust, the Continued Trust for Micky Arison, Micky Arison, the Ted Arison 1992 Irrevocable Trust for Micky, the Ted Arison 1992 Irrevocable Trust for Shari, the Ted Arison 1992 Irrevocable Trust for Lin No. 2, the Ted Arison Charitable Trust, A.H.W. Limited, Andrew H. Weinstein, TAF Management Company, The Ted Arison Family Holding Trust No. 1, the Ted Arison Family Holding Trust No. 2, the Ted Arison 1994 Irrevocable Trust for Shari No. 1, Kentish Limited, and the Ted Arison 1994 Cash Trust is hereby amended as follows: Item 1. Security and Issuer. Item 1 is amended by the addition thereto of the following: "Effective November 30, 1994, the Issuer effected a two-for-one stock split of its Class A Common Stock and Class B Common Stock, $.01 par value per share. Page 23 of 45 24 The share information contained herein reflects the stock split." Item 2. Identity and Background. Item 2, paragraph (a) is hereby amended by the deletion thereof in its entirety and the substitution thereof of the following: "(a) This statement is filed by (i) TAMMS Investment Company, Limited Partnership, a Delaware limited partnership ("TAMMS L.P."), with respect to shares of Class A Common Stock beneficially owned by it; (ii) TAMMS Management Corporation, a Delaware corporation ("TAMMS Corp."), with respect to shares of Class A Common Stock beneficially owned by it; (iii) Ted Arison with respect to shares of Class A Common Stock beneficially owned by him; (iv) the Continued Trust for Michael Arison, a Delaware trust (the "Michael Arison Continued Trust"), with respect to shares of Class A Common Stock beneficially owned by it; (v) the Continued Trust for Micky Arison, a Delaware trust (the "Micky Arison Continued Trust"), with respect to shares of Class A Common Stock beneficially owned by it; (vi) the Continued Trust for Shari Arison Dorsman, a Delaware trust (the "Shari Arison Continued Trust"), with respect to shares of Class A Common Stock beneficially owned by it; Page 24 of 45 25 (vii) the Shari Arison Irrevocable Guernsey Trust, a Guernsey trust (the "Shari Arison Guernsey Trust"), with respect to shares of Class A Common Stock beneficially owned by it; (viii) the Marilyn B. Arison Irrevocable Delaware Trust, a Delaware trust (the "Marilyn Arison Delaware Trust"), with respect to shares of Class A Common Stock beneficially owned by it; (ix) A.H.W. Limited, a Guernsey corporation ("A.H.W. Limited"), with respect to shares of Class A Common Stock beneficially owned by it; (x) Andrew H. Weinstein with respect to shares of Class A Common Stock beneficially owned by him; (xi) TAF Management Company, a Delaware corporation ("TAF Management"), with respect to shares of Class A Common Stock beneficially owned by it; (xii) the Ted Arison 1992 Irrevocable Trust for Micky, a Jersey trust (the "Micky Arison Jersey Trust"), with respect to shares of Class A Common Stock beneficially owned by it; (xiii) the Ted Arison 1992 Irrevocable Trust for Shari, a Jersey trust (the "Shari Arison Jersey Trust"), with respect to shares of Class A Common Stock beneficially owned by it; (xiv) the Ted Arison 1992 Irrevocable Trust for Lin No. 2, a Jersey trust (the "Marilyn Arison Jersey Trust", and collectively with the Micky Arison Jersey Trust and the Shari Arison Jersey Trust, the "Jersey Trusts"), with respect to shares of Class A Common Stock beneficially owned by it; (xv) the Ted Arison Charitable Trust, a Page 25 of 45 26 Jersey trust (the "Jersey Charitable Trust"), with respect to shares of Class A Common Stock beneficially owned by it; (xvi) Micky Arison with respect to shares of Class A Common Stock beneficially owned by him; (xvii) the Arison Foundation, Inc., a private foundation for the benefit of certain charities (the "Foundation"), with respect to shares of Class A Common Stock beneficially owned by it; (xviii) The Ted Arison Family Holding Trust No. 2, a Jersey trust (the "Holding Trust"), with respect to Class A Common Stock beneficially owned by it; (xix) The Ted Arison 1994 Cash Trust, a Jersey trust (the "Cash Trust"), with respect to shares of Class A Common Stock beneficially owned by it; (xx) The Ted Arison 1994 Irrevocable Trust for Shari No. 1, a Jersey trust (the "Shari Arison Trust No. 1"), with respect to shares of Class A Common Stock beneficially owned by it and (xxi) Kentish Limited, an Isle of Man corporation ("Kentish"), with respect to shares of Class A Common Stock beneficially owned by it (such entities and persons being sometimes hereinafter referred to as the "Reporting Persons"). Micky Arison, Ted Arison's son, is the Chairman, Chief Executive Officer and a Director of the Issuer, President and Treasurer of TAMMS Corp., the beneficiary of the Micky Arison Continued Trust, the Micky Arison Jersey Trust, the Cash Trust and a beneficiary of the Holding Trust. Shari Arison, Ted Arison's daughter, Page 26 of 45 27 is President of the Foundation, the beneficiary of the Shari Arison Guernsey Trust, the Shari Arison Continued Trust, the Shari Arison Jersey Trust, the Shari Arison Trust No. 1 and a beneficiary of the Holding Trust. The Foundation is directed by six trustees, a majority of whom are affiliates of Mr. Ted Arison. Michael Arison, the beneficiary of the Michael Arison Continued Trust, is the son of Ted Arison. Marilyn Arison, the wife of Ted Arison, is the beneficiary of the Marilyn Arison Delaware Trust, the Marilyn Arison Jersey Trust and a beneficiary of the Holding Trust. Andrew H. Weinstein is an officer and sole shareholder of TAF Management, the corporate trustee of the Michael Arison Continued Trust, the Shari Arison Continued Trust, the Micky Arison Continued Trust, and the Marilyn Arison Delaware Trust and is the sole shareholder of A.H.W. Limited, which is the trustee of the Shari Arison Guernsey Trust, and of Kentish, which is the protector of the Shari Arison Trust No. 1. Mr. Weinstein is an attorney at the law firm of Holland & Knight, Miami, Florida. TAF Management is a Delaware corporation, whose principal purpose is to serve as trustee for certain trusts established for the benefit of members of the Arison family. A.H.W. Limited is a Guernsey corporation, the principal business of which is to act as a trustee. The Royal Bank of Scotland Trust Company (Jersey) Limited, trustee for the Jersey Trusts, is a company organized Page 27 of 45 28 under the laws of Jersey, Channel Islands, the principal business of which is banking and providing executor or trustee company services. Cititrust (Jersey) Limited, trustee for the Cash Trust and the Shari Arison Trust No. 1, is a company organized under the laws of Jersey, Channel Islands, the principal business of which is the provision of trustee company services. Kentish is an Isle of Man corporation, the principal business of which is to serve as a protector of certain trusts." Item 2, paragraphs (c) (xx) and (xxi) are hereby amended by the deletion thereof in their entirety and the substitution thereof of the following: "(c)(xx) The Ted Arison 1994 Cash Trust is a Jersey trust established for the benefit of Micky Arison and others. The address of the trust is c/o Cititrust (Jersey) Limited, P.O. Box 728, 38 Esplanade, St. Helier, Jersey, Channel Islands. The sole trustee of the trust is Cititrust (Jersey) Limited. (c)(xxi) The Ted Arison 1994 Irrevocable Trust for Shari No. 1 is a Jersey trust established for the benefit of Shari Arison. The address of the trust is c/o Cititrust (Jersey) Limited, P.O. Box 728, 38 Esplanade, St. Helier, Jersey, Channel Islands. The sole trustee of the trust is Cititrust (Jersey) Limited." Page 28 of 45 29 Item 3. Source and Amount of Funds or Other Consideration. Item 3 is hereby amended by the addition thereto of the following: "Since the last report, the Reporting Persons have restructured their aggregate holdings of Class A Common Stock with respect to 13,800,000 shares of Class A Common Stock. This was accomplished by an underwritten public offering by the Cash Trust, the Micky Arison Jersey Trust, the Shari Arison Jersey Trust and the Marilyn Arison Jersey Trust of 8,000,000 shares, 2,000,000 shares, 1,800,000 shares and 2,000,000 shares, respectively, of Class A Common Stock for $23.375 per share." Item 4. Purpose of Transaction. Item 4 is hereby amended by the addition thereto of the following: "The 1995 Transfers (as defined below in "Interest in Securities of the Issuer") were effected for certain estate planning and other related purposes. None of the Reporting Persons have any current plans to change in any material way the management or operations of the Issuer." Item 5. Interest in Securities of the Issuer. Item 5 is hereby amended by the addition thereto of the following: Page 29 of 45 30 "On February 15, 1995, the trustee of the Holding Trust transferred 9,400,000 shares of Class A Common Stock from the Holding Trust to Ted Arison for no consideration. On March 1, 1995, Baring Brothers (Guernsey) Limited was replaced by Cititrust (Jersey) Limited as trustee for each of the Cash Trust and the Shari Arison Trust No. 1. On April 20, 1995, the Cash Trust, the Micky Arison Jersey Trust, the Shari Arison Jersey Trust and the Marilyn Arison Jersey Trust (collectively, the "Selling Shareholders") sold 6,400,000 shares, 1,600,000 shares, 1,440,000 shares and 1,600,000 shares, respectively, of Class A Common Stock to certain U.S. underwriters pursuant to the Underwriting Agreement (U.S. Version) dated as of April 12, 1995 among the Issuer, the Selling Shareholders and Goldman, Sachs & Co., Bear, Stearns & Co. Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated, as representatives of the several U.S. underwriters named in Schedule II thereto (collectively, the "U.S. Underwriters"), for a purchase price of $23.375 per share to the public (less an underwriting discount of $0.76 per share). Also on April 20, 1995, the Cash Trust, the Micky Arison Jersey Trust, the Shari Arison Jersey Trust and the Marilyn Arison Jersey Trust sold 1,600,000 shares, 400,000 shares, 360,000 shares and 400,000 shares, respectively, of Class A Common Stock to certain international underwriters pursuant to the Underwriting Agreement Page 30 of 45 31 (International Version) dated as of April 12, 1995 among the Issuer, the Selling Shareholders and Goldman Sachs International, Bear, Stearns International Limited and Merrill Lynch International Limited, as representatives of the several international underwriters named in Schedule II thereto (collectively, the "International Underwriters"), for a purchase price of $23.375 per share to the public (less an underwriting discount of $0.76 per share). The aggregate net cash proceeds to the Cash Trust, the Micky Arison Jersey Trust, the Shari Arison Jersey Trust and the Marilyn Arison Jersey Trust were $180,920,000, $45,230,000, $40,707,000 and $45,230,000, respectively. The foregoing transfers are referred to herein as the "1995 Transfers". Following the 1995 Transfers, Ted Arison beneficially owns an aggregate of 73,279,236 shares of Class A Common Stock (approximately 31.9% of the total number of shares of Class A Common Stock outstanding as of April 20, 1995), 72,757,142 of which he holds directly and 522,094 of which he owns beneficially by virtue of his interests in TAMMS L.P. Ted Arison has sole voting and dispositive power over the 75,957,142 shares of Class A Common Stock that he holds directly; however, Ted Arison disclaims beneficial ownership of 3,200,000 of such shares which are held by three revocable money trusts. Accordingly, Ted Arison has Page 31 of 45 32 only reported beneficial ownership of 72,757,142 shares of Class A Common Stock that he holds directly. Because of his controlling interest in TAMMS L.P. (through TAMMS Corp.), Ted Arison may be deemed to share dispositive and voting power over, and beneficially own, all of the 2,332,458 shares of Class A Common Stock beneficially owned by TAMMS L.P.; however, Ted Arison disclaims beneficial ownership of 1,810,364 of such shares which are beneficially owned by the other partners of TAMMS L.P. (other than TAMMS Corp.). Accordingly Ted Arison has only reported beneficial ownership of 522,094 shares of Class A Common Stock held by TAMMS L.P. Following the 1995 Transfers, Micky Arison beneficially owns an aggregate of 3,251,354 shares of Class A Common Stock (approximately 1.4% of the total number of shares of Class A Common Stock outstanding as of April 20, 1995), which he holds directly. Micky Arison has sole voting power with respect to 3,251,354 shares of Class A Common Stock which he holds directly. Micky Arison has sole dispositive power with respect to the 3,251,354 shares of Class A Common Stock that he holds directly. Because of his status as President and Treasurer of TAMMS Corp., Micky Arison may be deemed to share voting and dispositive power with respect to the 2,332,458 shares of Class A Common Stock beneficially owned by TAMMS L.P. Page 32 of 45 33 Micky Arison disclaims beneficial ownership of the 2,332,458 shares of Class A Common Stock owned by TAMMS L.P. which are beneficially owned by the limited partners of TAMMS L.P. All such disclaimed shares are not shown herein as beneficially owned by Micky Arison. Following the 1995 Transfers, each of the Holding Trust, the Cash Trust, the Micky Arison Jersey Trust, the Shari Arison Jersey Trust and the Marilyn Arison Jersey Trust does not hold or beneficially own any shares of Class A Common Stock. Except for the 1995 Transfers, the Reporting Persons have effected no transactions in shares of Class A Common Stock during the past 60 days." Item 6. Contracts, Arrangements, Understandings or Relationships with respect to Securities of the Issuer. Item 6 is hereby amended by the addition thereto of the following: "In February, 1995, the Stock Options that were granted to Micky Arison on April 18, 1994 by the Issuer were cancelled." Item 7. Material to be filed as Exhibits. Item 7 is hereby amended by the addition thereto of the following: "Exhibit 16 Joint Filing Agreement, dated as of May 15, 1995, among TAMMS L.P., TAMMS Corp., Ted Arison, the Michael Arison Page 33 of 45 34 Continued Trust, the Micky Arison Continued Trust, the Shari Arison Continued Trust, the Shari Arison Guernsey Trust, the Marilyn Arison Delaware Trust, A.H.W., Andrew H. Weinstein, TAF Management, the Micky Arison Jersey Trust, the Shari Arison Jersey Trust, the Marilyn Arison Jersey Trust, the Jersey Charitable Trust, Micky Arison, the Foundation, the Holding Trust, the Cash Trust, the Shari Arison Trust No. 1 and Kentish. Exhibit 17 Underwriting Agreement (U.S. Version) dated as of April 12, 1995 among the Issuer, the Selling Shareholders and the U.S. Underwriters (Incorporated by reference to Exhibit 1(a) to the Issuer's Amendment No. 2 to the Registration Statement on Form S-3 (Registration No. 58151)). Exhibit 18 Underwriting Agreement (International Version) dated as of April 12, 1995 among the Issuer, the Selling Shareholders and the International Underwriters (Incorporated by reference to Exhibit 1(b) to the Issuer's Amendment No. 2 to the Registration Statement on Form S-3 (Registration No. 58151))." Page 34 of 45 35 Signatures After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Date: May 16, 1995 SHARI ARISON IRREVOCABLE GUERNSEY TRUST, A.H.W. LIMITED, TRUSTEE TAF MANAGEMENT COMPANY By: /s/ J.C. Trott By: /s/ Denison Hatch ---------------------- ------------------------ Director A.H.W. Secretary and Treasurer Limited ARISON FOUNDATION, INC. MARILYN B. ARISON IRREVOCABLE DELAWARE TRUST, TAF MANAGEMENT By: /s/ Shari Arison COMPANY, TRUSTEE ----------------------- Shari Arison, President By: /s/ Denison Hatch ----------------------- Secretary and Treasurer TAMMS INVESTMENT COMPANY, LIMITED PARTNERSHIP By: TAMMS MANAGEMENT CORPORATION A.H.W. LIMITED Managing General Partner By: /s/ J.C. Trott By: /s/ Micky Arison --------------------- ----------------------- Director A.H.W. Limited Micky Arison, President /s/ Andrew H. Weinstein TAMMS MANAGEMENT CORPORATION -------------------------- Andrew H. Weinstein By: /s/ Micky Arison ----------------------- Micky Arison, President /s/ Ted Arison ------------------------- Ted Arison /s/ Micky Arison ---------------------------- Micky Arison Page 35 of 45 36 CONTINUED TRUST FOR MICHAEL ARISON, TAF MANAGEMENT COMPANY, TRUSTEE By: /s/ Denison Hatch ----------------------- Secretary and Treasurer CONTINUED TRUST FOR MICKY ARISON, TAF MANAGEMENT COMPANY, TRUSTEE By: /s/ Denison Hatch ----------------------- Secretary and Treasurer CONTINUED TRUST FOR SHARI ARISON DORSMAN, TAF MANAGEMENT COMPANY, TRUSTEE By: /s/ Denison Hatch ------------------------ Secretary and Treasurer THE TED ARISON 1992 IRREVOCABLE TRUST FOR MICKY, THE ROYAL BANK OF SCOTLAND TRUST COMPANY (JERSEY) LIMITED, TRUSTEE By: /s/ Sean Coughlan ------------------------ /s/ Lynn C. Townsend THE TED ARISON 1992 IRREVOCABLE TRUST FOR SHARI, THE ROYAL BANK OF SCOTLAND TRUST COMPANY (JERSEY) LIMITED, TRUSTEE By: /s/ Sean Coughlan ----------------------- /s/ Lynn C. Townsend THE TED ARISON 1992 IRREVOCABLE TRUST FOR LIN NO. 2, THE ROYAL BANK OF SCOTLAND TRUST COMPANY (JERSEY) LIMITED, TRUSTEE By: /s/ Sean Coughlan ---------------------- /s/ Lynn C. Townsend Page 36 of 45 37 THE TED ARISON CHARITABLE TRUST, THE ROYAL BANK OF SCOTLAND TRUST COMPANY (JERSEY) LIMITED, TRUSTEE By:/s/ Sean Coughlan ---------------------- /s/ Lynn C. Townsend THE TED ARISON FAMILY HOLDING TRUST NO. 2, BARING BROTHERS (GUERNSEY) LIMITED, TRUSTEE By:/s/ J.C. Trott ------------------------- Page 37 of 45 38 TED ARISON 1994 CASH TRUST, CITITRUST (JERSEY) LIMITED, TRUSTEE /s/ Debbie C. Masters By:/s/ Barry Gray -------------------------- TED ARISON 1994 IRREVOCABLE TRUST FOR SHARI NO. 1, CITITRUST (JERSEY) LIMITED, TRUSTEE /s/ Debbie C. Masters By:/s/ Barry Gray --------------------------- Page 38 of 45 39 KENTISH LIMITED By:/s/ P. Scales ------------------- Page 39 of 45 40 INDEX TO EXHIBITS
Page No. in Sequential Numbering System ----------- Exhibits -------- 16. Joint Filing Agreement, dated as of May 16, 1995, among TAMMS L.P., TAMMS Corp., 41 Ted Arison, the Michael Arison Continued Trust, the Micky Arison Continued Trust, the Shari Arison Continued Trust, the Shari Arison Guernsey Trust, the Marilyn Arison Delaware Trust, A.H.W., Andrew H. Weinstein, TAF Management, the Micky Arison Jersey Trust, the Shari Arison Jersey Trust, the Marilyn Arison Jersey Trust, the Jersey Charitable Trust, Micky Arison, the Foundation, the Holding Trust, the Cash Trust, the Shari Arison Trust No. 1 and Kentish. 17. Underwriting Agreement (U.S. Version) dated as of April 12, 1995 among the Issuer, the Selling Shareholders and the U.S. Underwriters (Incorporated by reference to Exhibit 1(a) to the Issuer's Amendment No. 2 to the Registration Statement on Form S-3 (Registration No. 58151)). 18. Underwriting Agreement (International Version) dated as of April 12, 1995 among the Issuer, the Selling Shareholders and the International Underwriters (Incorporated by reference to Exhibit 1(b) to the Issuer's Amendment No. 2 to the Registration Statement on Form S-3 (Registration No. 58151)).
Page 40 of 45 41 EXHIBIT 16 JOINT FILING AGREEMENT In accordance with Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of an amendment or amendments to a statement on Schedule 13D dated December 18, 1987, as amended and restated on October 19, 1993. This Joint Filing Agreement shall be included as an Exhibit to such joint filing. In evidence thereof, each of the undersigned, being duly authorized, hereby executed this Agreement this 16th day of May, 1995. SHARI ARISON IRREVOCABLE TAMMS INVESTMENT COMPANY, GUERNSEY TRUST, A.H.W. LIMITED PARTNERSHIP LIMITED, TRUSTEE By: TAMMS MANAGEMENT CORPORATION By: /s/ J.C. Trott Managing General Partner ----------------------- By: /s/ Micky Arison ----------------------------- MARILYN B. ARISON IRREVOCABLE Micky Arison, President DELAWARE TRUST, TAF MANAGEMENT COMPANY, TRUSTEE By: /s/ Denison Hatch TAMMS MANAGEMENT CORPORATION ----------------------- Secretary and Treasurer By: /s/ Micky Arison ----------------------------- Micky Arison, President A.H.W. LIMITED /s/ Ted Arison ---------------------------------- By: /s/ J.C. Trott Ted Arison ----------------------- /s/ Andrew H. Weinstein /s/ Micky Arison ----------------------------- ---------------------------------- Andrew H. Weinstein Micky Arison TAF MANAGEMENT COMPANY By: /s/ Denison Hatch ----------------------------- Secretary and Treasurer ARISON FOUNDATION, INC. By: /s/ Shari Arison ----------------------------- Shari Arison, President Page 41 of 45 42 CONTINUED TRUST FOR MICHAEL ARISON, TAF MANAGEMENT COMPANY, TRUSTEE By: /s/ Denison Hatch ----------------------- Secretary and Treasurer CONTINUED TRUST FOR MICKY ARISON, TAF MANAGEMENT COMPANY, TRUSTEE By: /s/ Denison Hatch ------------------------ Secretary and Treasurer CONTINUED TRUST FOR SHARI ARISON DORSMAN, TAF MANAGEMENT COMPANY, TRUSTEE By: /s/ Denison Hatch ------------------------- Secretary and Treasurer THE TED ARISON 1992 IRREVOCABLE TRUST FOR MICKY, THE ROYAL BANK OF SCOTLAND TRUST COMPANY (JERSEY) LIMITED, TRUSTEE By: /s/ Sean Coughlan ----------------------- /s/ Lynn C. Townsend THE TED ARISON 1992 IRREVOCABLE TRUST FOR SHARI, THE ROYAL BANK OF SCOTLAND TRUST COMPANY (JERSEY) LIMITED, TRUSTEE By: /s/ Sean Coughlan ------------------------ /s/ Lynn C. Townsend THE TED ARISON 1992 IRREVOCABLE TRUST FOR LIN NO. 2, THE ROYAL BANK OF SCOTLAND TRUST COMPANY (JERSEY) LIMITED, TRUSTEE By: /s/ Sean Coughlan ------------------------ /s/ Lynn C. Townsend Page 42 of 45 43 THE TED ARISON CHARITABLE TRUST, THE ROYAL BANK OF SCOTLAND TRUST COMPANY (JERSEY) LIMITED, TRUSTEE /s/ Sean Coughlan By: /s/ Lynn C. Townsend ---------------------- THE TED ARISON FAMILY HOLDING TRUST NO. 2, BARING BROTHERS (GUERNSEY) LIMITED, TRUSTEE By:/s/ J.C. Trott ------------------------ Page 43 of 45 44 TED ARISON 1994 CASH TRUST, CITITRUST (JERSEY) LIMITED, Trustee /s/ Debbie C. Masters By:/s/ Barry Gray -------------------------- TED ARISON 1994 IRREVOCABLE TRUST FOR SHARI NO. 1, CITITRUST (JERSEY) LIMITED, Trustee /s/ Debbie C. Masters By:/s/ Barry Gray ------------------------ Page 44 of 45 45 KENTISH LIMITED By:/s/ P. Scales ------------------------ Page 45 of 45 -----END PRIVACY-ENHANCED MESSAGE-----